Compliance Analyst/Quality Assurance Analyst

Posted on: 2009-04-27

GERDENE BARROW 1277 East 53rd Street Brooklyn, New York 11234 (917) 834-6404 [email protected] COMPLIANCE ANALYST  FINANCIAL OPERATIONS Risk Management / Due Diligence / Financial Reporting / Client Services / QC/QA Global Banking / Cash Management / Investment Banking / Treasury / Compensation Implemented aggressive cost-control systems, favorably impacting the bottom line. Initiated process re-engineering with IT integration. Cultivated, trained and led cross-functional teams in evaluation and compliance review. Maintained critical federal reporting standards, saving substantial fines. Administered accurate cash management reviews for domestic and international clients. Created innovative process efficiencies in time-sensitive legal environment. - Managed and maintained all federal audit compliance stipulations, saving company millions in fines. - Developed and implemented innovative digital process, creating a fully paperless environment. - Saved company millions in fines, scanning and archiving critical data to assure seamless annual federal audits. - Implemented process efficiencies, ensuring timely risk management analysis for critical legal review. Key Skills: Energetic motivational leader. Experienced regulatory compliance analyst. Analytical problem-solver. Enterprise focused, turn challenges into opportunities. Self- motivated, decisive manager with excellent organizational skills. Take charge in critical, high pressure regulatory environments. Ensure accurate, timely federal reporting. BA, Business Management, Barbados Community College. CAREER SUMMARY Compliance Analyst, Deutsche Bank 2004 to 2008. Promoted to administer cash management periodic review for major international financial institutions. Supervised client relations, opened new domestic and international accounts in accordance with BSA (Bank Secrecy Act), the USA Patriot Act, and AML (Anti-Money Laundering) stipulations. Maintained all federal compliance reviews and audit requirements. Managed six. Financial Operations Specialist, Deutsche Bank 1988 to 2004. Recruited to manage compensation inquiries, negotiating settlement issues and discrepancies. Oversaw Compensation Specialist, providing analysis, routing and approvals. Assisted Customer Service Research, acting as liaison, addressing issues regarding process and procedures. Accountant / Assistant Supervisor of Data Processing, Merrill Lynch, 1987-1988. Managed all executive business expenditures. Oversaw disbursement and reimbursement for all travel and salary advances, both domestically and abroad. Handled daily input of international data entries.