supervisor

Posted on: 2007-04-13

KAREN CENDER 397 North Railroad Avenue 718-668-9143 Staten Island, NY 10304 [email protected] SUMMARY OF QUALIFICATIONS Twenty-four years experience in the financial services industry with a focus on Underwriting Operations and Custody Service. Worked effectively with upper management and corporate clients. Specific strengths include research analysis, working in teams and leadership skills. Desiring a position in the financial services industry. PROFESSIONAL EXPERIENCE THE DEPOSITORY TRUST AND CLEARING CORP.–NY, NY 1981-2006 SUPERVISOR-UNDERWRITING DEPARTMENT (1999-2006) • Supervised a staff of clerical and management employees. • Responsible for the eligibility review of Initial Public Offerings (IPO) both equity and fixed income, private placements, derivative products, and CD’s issues through DTC’s Underwriting Service • Supervised the Custody and Older Issue Area. • Managed Money Market Instruments (MMI’s). • Oversaw the CSDI link for other International Depositories. • Contingency Coordinator for the alternate offsite for DTCC. • Supervised Transfer Agent Services • Oversaw Quality Assurance and open Bloomberg Analysis area. • Managed the integrity of the Masterfile. ASSISTANT SUPERVISOR-UNDERWRITING DEPARTMENT (1995-1999) • Worked in conjunction with the supervisor while was responsible for eligibility of corporate issues. • Assisted in training of staff. ACCOUNT COORDINATOR (1991-1995) • Responsible for the review and eligibility of all municipal and corporate products. INTERMEDIATE CLERK (1985-1991) • Responsible for the eligibility of Certificate of Deposits (CD) insured municipal and corporate issues. CLERK (1981-1985) • Responsible for microfilming stock and bond certificates and racking stocks. EDUCATION COLLEGE OF STATEN ISLAND BA, Management Completed course through the Securities Operation Forum “Introduction to Fixed Income Products”