Client Service/ Trade Support

Posted on: 2006-08-22

Miquel M. Smith 1478 East 28th Street Brooklyn,NY11210 Tel (H): (718) 677- 6375 Mobile: (347) 628- 0709 E-mail: [email protected] Objective A position that enables me to use my client services and back office operations skills. Work Experience The MuniCenter,New York, NY Client Services/Trade Support(08/2001 -02/2006) * Assisted in supervising and managing client services, trading desk and majority of back office operations* Activated new company, trading and client accounts* Reconciled Profit & Loss (P&L) on trade and settlement dates* Tracked company assets and ensured accounts were balanced* Daily surveillance of trade comparisons and resolved trade discrepancies * Data processed orders for CDs, Notes, Agencies and Treasury Notes* Completed procedures to assure compliance with all regulations * Implemented all aspects of customer interaction in trading activities A & M Options Clerical Services – American Stock Exchange/NASDAQ,New York, N Y Database Specialist(03/1999 -04/2000) * Responsible for data processing of stock equities and options * Assisted administration in daily activities such as trouble shooting erratic system reporting and applying corrective measures* Researched information pertinent to the agency’s growth Major Clearings – American Stock Exchange/NASDAQ,New York, NY Clearing Specialist(02/1996 -03/1999) * Data processed stock option and equity trades via Intra Day Comparison (IDC)* Checked and verified trades for accurate input throughout day* Responsible for maintaining customer accounts, profiles, expense codes, account numbers and contracts* Updated and compared Equity Options when they expired* Demonstrated problem solving skills Education ------------------------ Metropolitan College of New York-New York, NY Bachelor of Arts, Business Management (09/ 2005-05/ 2007, Anticipated) Skills ------------------------ Proficient in Microsoft Office, Internet Navigation, Analytical, Drive to surpass goal, Meeting deadlines, Multi-task oriented