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East rd Street
Brooklyn, New York
COMPLIANCE ANALYST FINANCIAL OPERATIONS
Risk Management / Due Diligence /
Financial Reporting / Client Services / QC/QA
Global Banking / Cash Management /
Investment Banking / Treasury / Compensation
Implemented aggressive cost-control systems,
favorably impacting the bottom line. Initiated
process re-engineering with IT integration.
Cultivated, trained and led cross-functional
teams in evaluation and compliance review.
Maintained critical federal reporting standards,
saving substantial fines. Administered accurate
cash management reviews for domestic and
international clients. Created innovative
process efficiencies in time-sensitive legal
- Managed and maintained all federal audit
compliance stipulations, saving company millions
- Developed and implemented innovative digital
process, creating a fully paperless environment.
- Saved company millions in fines, scanning and
archiving critical data to assure seamless
annual federal audits.
- Implemented process efficiencies, ensuring
timely risk management analysis for critical
Key Skills: Energetic motivational leader.
Experienced regulatory compliance analyst.
Analytical problem-solver. Enterprise focused,
turn challenges into opportunities. Self-
motivated, decisive manager with excellent
organizational skills. Take charge in critical,
high pressure regulatory environments. Ensure
accurate, timely federal reporting.
BA, Business Management, Barbados Community
Compliance Analyst, Deutsche Bank to .
Promoted to administer cash management periodic
review for major international financial
institutions. Supervised client relations,
opened new domestic and international accounts
in accordance with BSA (Bank Secrecy Act), the
USA Patriot Act, and AML (Anti-Money Laundering)
stipulations. Maintained all federal compliance
reviews and audit requirements. Managed six.
Financial Operations Specialist, Deutsche Bank
to . Recruited to manage compensation
inquiries, negotiating settlement issues and
discrepancies. Oversaw Compensation Specialist,
providing analysis, routing and approvals.
Assisted Customer Service Research, acting as
liaison, addressing issues regarding process and
Accountant / Assistant Supervisor of Data
Processing, Merrill Lynch, (phone hidden). Managed
all executive business expenditures. Oversaw
disbursement and reimbursement for all travel
and salary advances, both domestically and
abroad. Handled daily input of international